Enforcement Investigation Representation

Enforcement Investigation Representation

Don successfully represented me in a FINRA Enforcement investigation. He was very good at explaining what was going on in “layman’s terms,” was honest and candid, showed considerable patience and made me feel comfortable (like a Dr. with good bed side manners). Furthermore, the case ended very well for me, an outcome that I attribute to Don’s leadership, preparation, and leading me down the right path. Thanks!