Testimonials

Although my case was out of Texas, and my office is in Connecticut, I elected to work with Don Davidson for representation in a FINRA inquiry. When it comes to securities litigation, having someone with vast experience representing the big firms, and competing against them, is critical. While other attorneys were willing to take on my case, they offered little hope of a positive outcome. Don was able to manage my FINRA inquiry and ultimately obtain the result I was looking for. While he fought on my behalf, I was able to keep my practice running efficiently. Had we lost my case or settled, I would have been forced to seek employment outside of the securities realm, which would have been a major lifestyle change for me and would disrupt my clients' investment strategies. Don periodically reaches out to me to catch up and discuss whatever is on my mind. I plan on being in the industry for 20 more years, and if I ever need securities law advice or representation, Don will be my first call.

Don recently assisted me with a financial dispute. He did a fantastic job in resolving the matter in my favor. Don came up with a good strategy and implemented it efficiently. His depth of experience is unparalleled, and he is meticulous with a strong attention to detail. Most importantly, he was extremely responsive and patient in answering my questions and went above and beyond to continuously follow up and touch base on the progress of the dispute. I recommend Don wholeheartedly.

I have been practicing law for almost 25 years and have worked with Don Davidson for the last 12. He is an incredibly knowledgeable and strategic regulatory attorney. We have sought his advice not just on examination and enforcement issues but also in helping us to understand, measure and mitigate risk. Don is not just a lawyer’s lawyer – he is an experienced and practical business partner that I can recommend without reservation. And finally, he is just such a pleasure and fun to work with – not easy to do that in this business!

Don successfully represented me in a FINRA Enforcement investigation. He was very good at explaining what was going on in “layman’s terms,” was honest and candid, showed considerable patience and made me feel comfortable (like a Dr. with good bed side manners). Furthermore, the case ended very well for me, an outcome that I attribute to Don’s leadership, preparation, and leading me down the right path. Thanks!

I was in the unfortunate situation of being sued for acts that I did not commit. Don provided a very detailed and spirited defense for me, and I could not have been happier with his performance. His dogged pursuit of the truth resulted in the case being dropped against me. In addition, he represented me in front of the FINRA arbitrators, and as a result of that, I received a full expungement. Therefore, through Don, I was able to maintain my unblemished U4, and I very much appreciate all his fine efforts in helping me through an extremely difficult period of time in my life. I would unhesitatingly recommend Don to any financial advisor who needs outstanding legal representation.